Platform feature

SM&CR Management Made Simple

Centralise Statements of Responsibilities, certification tracking, and conduct rules evidence in one workflow.

Clear accountabilityImproved regulator readinessFewer manual spreadsheets
What you get

Outcomes you can evidence.

Responsibilities mapping

Keep SoRs and maps aligned to FCA requirements.

Certification tracking

Automate renewals and evidence checks.

Conduct rules attestation

Record training and breach workflows.

How it works

Evidence it, step by step.

Centralise Statements of Responsibilities, certification tracking, and conduct rules evidence in one workflow.

01

Define roles

Capture SMFs, responsibilities, and governance owners.

02

Monitor fitness

Track certifications and assessments.

03

Report breaches

Maintain a complete audit trail of issues.

Who it helps

Built for the teams who own this.

  • Banks, investment firms, consumer finance teams

Ready to put SM&CR Management to work?

Centralise Statements of Responsibilities, certification tracking, and conduct rules evidence in one workflow.