Asset managers, wealth managers, IFAs

MiFID-ready compliance

Tailored compliance for MiFID firms, discretionary managers, and advisory businesses handling client assets and providing investment services.

Investment Firms — MiFID-ready compliance
Your challenges

We understand your regulatory challenges.

Investment Firms face unique compliance requirements that demand specialised solutions.

MiFID II requirements

Complex disclosure and reporting obligations.

CASS compliance

Client money and asset segregation.

Best execution

Monitoring and demonstrating best execution.

Conflicts management

Identification and management of conflicts.

Our solutions

Purpose-built for Investment Firms.

  • Complete MiFID II policy suite with auto-updates
  • CASS monitoring tools and reconciliation
  • Best execution analysis and reporting
  • Conflicts register and management workflows
  • Suitability assessment frameworks
  • RTS 25/28 reporting automation
What's included

Complete Investment Firms compliance.

MiFID Hub

Full regulatory coverage.

CASS Module

Client assets compliance.

Best Execution

Monitoring and reporting.

Suitability Engine

Assessment and documentation.

Outcomes

Built for Investment Firms.

Streamlined workflows

Unified compliance processes in one platform.

Audit-ready evidence

Comprehensive documentation for regulators.

Reduced manual work

Automation of repetitive compliance tasks.

Ready to transform your compliance?

See how Nasara Connect can help your firm achieve compliance excellence.

Compliance Software for Investment Firms