A practical checklist for FCA authorisation applications, covering governance, controls, and evidence.
This article outlines the key steps, evidence, and governance expectations firms should consider when preparing for FCA reviews. Use the checklist to align teams around ownership, timelines, and supporting documentation.
Focus on creating a single source of truth for regulatory obligations. Map policies to outcomes, track evidence, and ensure board-level oversight is documented.
Nasara Connect helps teams coordinate workflows, capture approvals, and surface compliance gaps before they become audit findings.