Platform Features

Everything You Need for Complete Compliance

From authorization to ongoing monitoring, our integrated platform covers every aspect of FCA compliance.

Explore the governance, risk & compliance platform

75%

faster authorization

FCA-ready in weeks, not months

Authorization Pack

Build your complete FCA authorization application with intelligent document generation, gap analysis, and regulatory guidance.

Auto-generate required FCA documents
Real-time completeness tracking
Regulatory gap analysis
Expert review workflows

faster risk reviews

Proactive risk management

Risk Assessment

Comprehensive risk identification, assessment, and monitoring with automated control testing and real-time dashboards.

Risk register management
Control effectiveness testing
Heat maps & visualizations
Automated risk scoring

100%

regulatory compliance

Senior manager accountability made simple

SM&CR Management

End-to-end Senior Managers & Certification Regime compliance including responsibilities mapping, fitness assessments, and breach reporting.

Statement of Responsibilities builder
Certification regime tracking
Conduct rules training
Breach reporting workflows

50+

policy templates

Living documents that evolve with regulation

Policy Management

Automated policy creation with updates when regulations change. Version control, attestations, and gap analysis included.

Template library with 50+ policies
Auto-update on regulatory changes
Staff attestation tracking
Version control & audit trail

90%

automation rate

Continuous compliance assurance

Compliance Monitoring

Build and execute your Compliance Monitoring Plan with scheduled testing, evidence collection, and regulatory reporting.

CMP builder & scheduler
Test execution tracking
Evidence management
Board reporting packs

40+

training modules

Compliance knowledge at scale

Training Library

Comprehensive training modules covering FCA requirements, conduct rules, financial crime, and more. Track completions and certifications.

CPD-accredited courses
Progress tracking & reporting
Custom training paths
Assessment & certification

24/7

availability

Your 24/7 compliance expert

AI Assistant

Ask questions, get instant answers on FCA rules, draft documents, and receive proactive compliance guidance powered by AI.

Natural language queries
Document drafting assistance
Regulatory interpretation
Proactive alerts & insights

Ready to transform your compliance?

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