Challenges
- Fragmented ownership of FCA-required documentation.
- Unclear approval workflow for policies and governance packs.
- Difficulty evidencing readiness across controls and procedures.
Case study
EMI Authorisation Pack
A payments-focused EMI needed a structured authorisation pack that would satisfy FCA expectations without slowing product launch timelines.
The work
How we delivered.
Solution delivered
- Built a guided authorisation pack with readiness checkpoints.
- Aligned policy drafts and governance approvals in a shared workflow.
- Mapped evidence packs to FCA submission requirements.
Outcomes
- Submission-ready authorisation pack with clear ownership.
- Reduced rework through gap analysis and checkpoints.
- Audit-friendly evidence trail for governance decisions.